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"The Dodd Frank Wall Street Reform and Consumer Protection Act Will Require a Change in Regulatory Culture and Mindset to be Effective"   flag 

[2011] UNSWLRS 52
Notrh, Gill; Buckley, Ross
University of NSW Law Research Series
Australia

Legislation Cited

Legislation Name Provision
Banking Act (Cth)

Cases and Articles Cited

Case Name Citation(s) Court Jurisdiction Date Full Text Citation Index † 
SEC v Capital Gains Research Bureau, Inc 375 US 180; 11 L Ed 2d 237; 84 SCt 275 United States Supreme Court United States 9 Dec 1963 WorldLII flag 214
"A Fundamental Re-Examination of Efficiency in Capital Markets in Light of the Global Financial Crisis" (2010) 33 University of New South Wales Law Journal 714 University of New South Wales Law Journal Australia circa 2010 AustLII flag 7
"Credit Rating Agencies and the “Worldwide Credit Crisis”: The Limits of Reputation, the Insufficiency of Reform, and a Proposal for Improvement" [2009] Columbia Business Law Review 109 Columbia Business Law Review United States circa 2009 HeinOnline / LexisNexis flag 4
"Making Credit Safer" (2008) 157 University of Pennsylvania Law Review 1 University of Pennsylvania Law Review United States circa 2008 HeinOnline / LexisNexis flag 4
"Quack Federal Corporate Governance Round II" (2011) 95 Minnesota Law Review 1779 Minnesota Law Review United States circa 2011 HeinOnline / LexisNexis flag 3
"Brokers As Fiduciaries" (2010) 71 University of Pittsburgh Law Review 439 University of Pittsburgh Law Review United States circa 2010 HeinOnline / LexisNexis flag 3
"Fiduciary Obligations of Broker-Dealers And Investment Advisers" (2010) 55 Villanova Law Review 701 Villanova Law Review United States circa 2010 HeinOnline / LexisNexis flag 3
"If You Misrate, Then You Lose: Improving Credit Rating Accuracy Through Incentive Compensation" (2010) 27 Yale Journal on Regulation 91 Yale Journal on Regulation United States circa 2010 HeinOnline / LexisNexis flag 3
"Hydraulic Regulation: Regulating Credit Markets Upstream" (2009) 26 Yale Journal on Regulation 143 Yale Journal on Regulation United States circa 2009 HeinOnline / LexisNexis flag 3
"A Requiem for the Retail Investor?" (2009) 95 Virginia Law Review 1105 Virginia Law Review United States circa 2009 LexisNexis flag 3
"Private Risk, Public Risk: Public Policy, Market Development, and the Mortgage Crisis" (2009) 36 Fordham Urban Law Journal 447 Fordham Urban Law Journal United States circa 2009 HeinOnline / Westlaw flag 3
"Essays from the Weil, Gotshal & Manges Roundtable on the Future of Financial Regulation, Yale Law School, February 13, 2009" (2009) 26 Yale Journal on Regulation 391 Yale Journal on Regulation United States circa 2009 HeinOnline / LexisNexis flag 3
"Resolving Conflicts of Duty in Fiduciary Relationships" (2005) 54 American University Law Review 75 American University Law Review United States circa 2005 HeinOnline / LexisNexis flag 3
"Evaluating and Controlling the Risks of Financial Product Deregulation" (1985) 3 Yale Journal on Regulation 1 Yale Journal on Regulation United States circa 1985 HeinOnline / LexisNexis flag 3
Gonzales v Carhart 550 US 1 United States Supreme Court United States circa 2009 Westlaw flag 3
SEC v Tambone 550 F3d 106 United States circa 2009 Westlaw flag 3
"The Dodd-Frank Act: A Flawed and Inadequate Response to the Too-Big-To-Fail Problem" (2011) 89 Oregon Law Review 951 Oregon Law Review United States circa 2011 HeinOnline / LexisNexis flag 2
Dangers and the Case for a Systemic Emergency Insurance Fund ’ (2011) 28 Yale Journal on Regulation 151 Yale Journal on Regulation United States circa 2011 HeinOnline / LexisNexis flag 2
"Developments in Banking and Financial Law" (2009) 29 Review of Banking and Financial Law 10 Review of Banking and Financial Law United States circa 2009 HeinOnline flag 2
"Private Ordering of Public Markets: The Rating Agency Paradox" (2002) 1 University of Illinois Law Review 1 University of Illinois Law Review United States circa 2002 HeinOnline / LexisNexis flag 2
4-606 Sec 27 4-606 SEC 27 United States circa 2002 flag 1

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