"Regulating the Financial Advice Profession: An Examination of Recent Developments in Australia, New Zealand and The United Kingdom and Recommendations for Further Reform" 1

(2017) 36 University of Queensland Law Journal 177

Bowley, Robin

University of Queensland Law Journal

Australia

Law Journal Articles Referring to this Journal Article

Journal Article Title	Citation(s)	Author	Jurisdiction	Date †	Full Text		Citation Index
"Regulating Financial Advisers in the UK: Lessons for Australia"	(2021) 44 University of New South Wales Law Journal 424	He, Weiping; Liu, Han-Wei	Australia	circa 2021	AustLII

Legislation Cited

s56, s66

Legislation Name	Provision
Australian Securities and Investments Commission Act 2001 (Cth)	s93AA
Corporations Act 2001 (Cth)	s5, s6, s9, s10, s12, s13, s17, s18, s83, s86, s89, s90, s92, s143, s144, s146, s147, s148, s149, s150, s760A, s761G, s766B, s910A, s912A, s914A, s915C, s920A, s921B, s921E, s921F, s941A, s943F, s946A, s947E, s961B, s961G, s961J, s961K, s961L, s963, s968, s1011A, s1016F, s1317B, s1317E, s88
Corporations Amendment (Professional Standards of Financial Advisers) Act 2017 (Cth)
Financial Services and Markets Act 2000
Financial Services Legislation Amendment Bill 2017
Building Act 2004
Financial Advisers Act 2008
Financial Service Providers (Registration and Dispute Resolution) Act 2008

Cases and Articles Cited

Case Name	Citation(s)	Court	Jurisdiction	Date †	Full Text	Citation Index
Australian Securities and Investments Commission v NSG Services Pty Ltd	[2017] FCA 345; (2017) 122 ACSR 47; 35 ACLC 17-005	Federal Court of Australia	Australia - Commonwealth	30 Mar 2017	AustLII	22
Masu Financial Management Pty Ltd and Australian Securities and Investments Commission	[2017] AATA 97	Administrative Appeals Tribunal	Australia	31 Jan 2017	AustLII	5
182 University of Queensland Law Journal 2017	182 University of Queensland Law Journal 2017	University of Queensland Law Journal	Australia	circa 2017	HeinOnline	1
186 University of Queensland Law Journal 2017	186 University of Queensland Law Journal 2017	University of Queensland Law Journal	Australia	circa 2017	HeinOnline	1
188 University of Queensland Law Journal 2017	188 University of Queensland Law Journal 2017	University of Queensland Law Journal	Australia	circa 2017	HeinOnline	1
190 University of Queensland Law Journal 2017	190 University of Queensland Law Journal 2017	University of Queensland Law Journal	Australia	circa 2017	HeinOnline	1
192 University of Queensland Law Journal 2017	192 University of Queensland Law Journal 2017	University of Queensland Law Journal	Australia	circa 2017	HeinOnline	1
194 University of Queensland Law Journal 2017	194 University of Queensland Law Journal 2017	University of Queensland Law Journal	Australia	circa 2017	HeinOnline	1
196 University of Queensland Law Journal 2017	196 University of Queensland Law Journal 2017	University of Queensland Law Journal	Australia	circa 2017	HeinOnline	1
200 University of Queensland Law Journal 2017	200 University of Queensland Law Journal 2017	University of Queensland Law Journal	Australia	circa 2017	HeinOnline	1
198 University of Queensland Law Journal 2017	198 University of Queensland Law Journal 2017	University of Queensland Law Journal	Australia	circa 2017	HeinOnline	1
[2017] Tax Cas 111; 184 University of Queensland Law Journal 2017	[2017] Tax Cas 111; 184 University of Queensland Law Journal 2017	University of Queensland Law Journal	United Kingdom	circa 2017	HeinOnline	1
(2015) 26 New Zealand Universities Law Review 869; 178 University of Queensland Law Journal 2017	(2015) 26 New Zealand Universities Law Review 869; 178 University of Queensland Law Journal 2017	New Zealand Universities Law Review	New Zealand	circa 2017	Westlaw	1
180 University of Queensland Law Journal 2017	180 University of Queensland Law Journal 2017	University of Queensland Law Journal	Australia	circa 2017	HeinOnline	1
202 University of Queensland Law Journal 2017	202 University of Queensland Law Journal 2017	University of Queensland Law Journal	Australia	circa 2017	HeinOnline	1
Bayliss and Co (Financial Services) Ltd v The Financial Conduct Authority	[2017] EWCA Civ 218	England and Wales Court of Appeal - Civil Division	United Kingdom - England and Wales	circa 2017	BAILII	1
(2016) 31 Australian Journal of Corporate Law 47	(2016) 31 Australian Journal of Corporate Law 47	Australian Journal of Corporate Law	Australia	circa 2016	LexisNexis AU	1
"Mis-selling financial products: When can the customer claim in negligence?"	(2016) 6 Journal of Business Law 517	Journal of Business Law	United Kingdom	circa 2016	Westlaw	1
Bayliss & Co (Fin Services) and Clive John Rosier v FCA	[2015] UKUT 0265	United Kingdom Upper Tribunal	United Kingdom	circa 2015	BAILII	3
Canny J Construction and Building Law (Round Hall Sweet & Maxwell	[2001] Ch 7	Court of Chancery	United Kingdom	circa 2001	LexisNexis / Westlaw	3
56 Tax Cas 2126	56 Tax Cas 2126		United Kingdom	circa 2001		1

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