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Stern v Merrill Lynch, Pierce, Fenner & Smith, Inc   flag  17

603 F2d 1073
United States Court of Appeals, Fourth Circuit
United States
16th July, 1979

Cases Referring to this Case

Case Name Citation(s) Court Jurisdiction Date †  Full Text Citation Index
Abacus Securities Corporation v Ruben U Ampil [2006] PHSC 174 Supreme Court of the Philippines Philippines 27 Feb 2006 AsianLII flag
Richardson v L'Eggs Brands Incorporated [1996] USCA4 1641 United States Court of Appeals, Fourth Circuit United States 20 Jun 1996 WorldLII flag
Brewster of Lynchburg Incorporated v Dial Corporation 33 F3d 355 United States Court of Appeals, Fourth Circuit United States 29 Aug 1994 WorldLII flag 10
Shearson Lehman Brothers Inc v M & L Investments 10 F3d 1510 United States Court of Appeals, Tenth Circuit United States 17 Nov 1993 WorldLII flag 8
United States of America v Robinson [1993] USCA4 610 United States Court of Appeals, Fourth Circuit United States 7 Apr 1993 WorldLII flag
Sewell v Wrap-on Co Incorporated [1993] USCA4 117 United States Court of Appeals, Fourth Circuit United States 29 Jan 1993 WorldLII flag
Virginia Pocahontas Coal Co v Dotson [1992] USCA4 653 United States Court of Appeals, Fourth Circuit United States 20 Apr 1992 WorldLII flag
Huang v Board of Governors 902 F2d 1134 United States Court of Appeals, Fourth Circuit United States 12 Jun 1990 WorldLII flag 33
Brandenburg v Seidel 859 F2d 1179; 57 USLW 2251 United States Court of Appeals, Fourth Circuit United States 11 Oct 1988 WorldLII flag 53
Beck v Communications Workers of America 776 F2d 1187; 103 Lab Cas 11,650 United States Court of Appeals, Fourth Circuit United States 24 Oct 1985 WorldLII flag 14
Bennett v United States Trust Co 770 F2d 308 United States Court of Appeals, Second Circuit United States 9 Aug 1985 WorldLII flag 46
Bassler v Central National Bank in Chicago 715 F2d 308 United States Court of Appeals, Seventh Circuit United States 16 Aug 1983 WorldLII flag 2
Walck v American Stock Exchange Inc G 82-1051 Walck G 687 F2d 778; 72 ALRFed 79 United States Court of Appeals, Third Circuit United States 27 Sep 1982 WorldLII flag 11
Herm v Stafford 663 F2d 669 United States Court of Appeals, Sixth Circuit United States 3 Nov 1981 WorldLII flag 48
Roco Worldwide Inc v Constellation Navigation 660 F2d 992 United States Court of Appeals, Fourth Circuit United States 1 Oct 1981 WorldLII flag 2
Gilman v FDIC 660 F2d 688 United States Court of Appeals, Sixth Circuit United States 30 Sep 1981 WorldLII flag 21
Gutter v Merrill Lynch Pierce Fenner & Smith Inc 644 F2d 1194 United States Court of Appeals, Sixth Circuit United States 15 May 1981 WorldLII flag 8

Cases and Articles Cited

Case Name Citation(s) Court Jurisdiction Date †  Full Text Citation Index
Touche Ross & Co v Redington 442 US 560; 61 L Ed 2d 82; 99 SCt 2479 United States Supreme Court United States 18 Jun 1979 WorldLII flag 365
Davis v Passman 442 US 228; 60 L Ed 2d 846; 99 SCt 2264; 862-64 Bush 462 United States Supreme Court United States 5 Jun 1979 WorldLII flag 308
Cannon v University of Chicago 441 US 677; 60 L Ed 2d 560; 99 SCt 1946 United States Supreme Court United States 14 May 1979 WorldLII flag 528
Continental Grain (Australia) Pty Ltd v Pacific Oilseeds, Inc 592 F2d 409 United States Court of Appeals, Eighth Circuit United States 28 Feb 1979 WorldLII flag 12
Fryling v Merrill Lynch Pierce Fenner & Smith Inc 593 F2d 736 United States Court of Appeals, Sixth Circuit United States 27 Feb 1979 WorldLII flag 5
Siedman v Merrill Lynch, Pierce, Fenner & Smith, Inc (SDNY 1979) 465 FSupp 1233 United States circa 1979 Westlaw flag 3
Redington v Touche Ross & Co 592 F2d 617 United States Court of Appeals, Second Circuit United States 27 Nov 1978 WorldLII flag 9
Securities and Exchange Commission v American Realty Trust J 586 F2d 1001 United States Court of Appeals, Fourth Circuit United States 17 Nov 1978 WorldLII flag 12
Burt v Abel 585 F2d 613 United States Court of Appeals, Fourth Circuit United States 29 Sep 1978 WorldLII flag 25
Capos v Mid-America National Bank of Chicago 581 F2d 676 United States Court of Appeals, Seventh Circuit United States 9 Aug 1978 WorldLII flag 4
Eltra Corporation v A Ringer 579 F2d 294; 198 USPQ 321 United States Court of Appeals, Fourth Circuit United States 14 Jun 1978 WorldLII flag 10
SEC v Sloan 436 US 103; 56 L Ed 2d 148; 98 SCt 1702 United States Supreme Court United States 15 May 1978 WorldLII flag 136
Davis v E Passman 571 F2d 793; 17 Fair Empl Prac Cas 373 United States Court of Appeals, Fifth Circuit United States 18 Apr 1978 WorldLII flag 19
Wilson v First Houston Investment Corporation 566 F2d 1235 United States Court of Appeals, Fifth Circuit United States 2 Feb 1978 WorldLII flag 28
Santa Fe Industries, Inc v Green 430 US 462; 97 SCt 1292; 51 L Ed 2d 480 United States Supreme Court United States 23 Mar 1977 WorldLII flag 237
Piper v Chris-Craft Industries, Inc 430 US 1; 51 L Ed 2d 124; 97 SCt 926; [1977] Wright 109 United States Supreme Court United States 23 Feb 1977 WorldLII flag 182
Utah State University of Agriculture and Applied Science v Bear Stearns & Co 549 F2d 164 United States Court of Appeals, Tenth Circuit United States 24 Jan 1977 WorldLII flag 16
Lank v New York Stock Exchange 548 F2d 61 United States Court of Appeals, Second Circuit United States 20 Jan 1977 WorldLII flag 13
Palmer v Thomson & McKinnon Auchincloss, Inc (DConn 1977) 427 FSupp 915 United States circa 1977 Westlaw flag 2
Gluck v Frankel (SDNY 1977) 440 FSupp 1143 United States circa 1977 Westlaw flag 1
Nussbacher v Chase Manhattan Bank (SDNY 1977) 444 FSupp 973 United States circa 1977 Westlaw flag 2
Ernst & Ernst v Hochfelder 425 US 185; 44 USLW 4451; 47 L Ed 2d 668; 96 SCt 1375 United States Supreme Court United States 19 May 1976 WorldLII flag 627
Freeman v Marine Midland Bank-New York (EDNY 1976) 419 FSupp 440 United States circa 1976 Westlaw flag 2
Neill v David A Noyes & Co (NDIll 1976) 416 FSupp 78 United States circa 1976 Westlaw flag 2
Lantz v Wedbush, Noble, Cooke, Inc (DAlaska (1976) 418 FSupp 653 United States circa 1976 Westlaw flag 2
Pearlstein v Scudder & German 527 F2d 1141 United States Court of Appeals, Second Circuit United States 24 Dec 1975 WorldLII flag 10
Jennings v Boenning & Co & M Jennings L 523 F2d 889 United States Court of Appeals, Third Circuit United States 1 Oct 1975 WorldLII flag 3
Cort v Ash 422 US 66; 45 L Ed 2d 26; 95 SCt 2080 United States Supreme Court United States 17 Jun 1975 WorldLII flag 659
Carras v Burns 516 F2d 251 United States Court of Appeals, Fourth Circuit United States 6 May 1975 WorldLII flag 27
(1934) 1975 Washington University Law Quarterly 1202 (1934) 1975 Washington University Law Quarterly 1202 Washington University Law Quarterly United States circa 1975 HeinOnline flag 1
Stonehill v Security National Bank (SDNY 1975) 68 FRD 24 United States circa 1975 flag 4
Jennings v Boenning & Co (EDPa 1975) 388 FSupp 1294 United States circa 1975 Westlaw flag 3
Daley v Capitol Bank and Trust Co 506 F2d 1375; 34 ALRFed 327 United States Court of Appeals, First Circuit United States 29 Nov 1974 WorldLII flag 2
Hamling v United States 418 US 87; 41 L Ed 2d 590; 94 SCt 2887; [1973] Alexander 418 United States Supreme Court United States 15 Oct 1974 WorldLII flag 793
McCormick v v Esposito 500 F2d 620; 33 ALRFed 614 United States Court of Appeals, Fifth Circuit United States 13 Sep 1974 WorldLII flag 2
Bradley v Richmond School Board 416 US 696; 40 L Ed 2d 476; 94 SCt 2006; 332 USApp DC 457 United States Supreme Court United States 15 May 1974 WorldLII flag 585
Occidental Life Insurance Co of North Carolina v Pat Ryan & Associates Inc Occidental Life Insurance Co of North Carolina 496 F2d 1255 United States Court of Appeals, Fourth Circuit United States 8 May 1974 WorldLII flag 22
Ash v S Cort 496 F2d 416 United States Court of Appeals, Third Circuit United States 16 Apr 1974 WorldLII flag 8
National Railroad Passenger Corporation v National Association of Railroad Passengers 414 US 453; 38 L Ed 2d 646; 94 SCt 690; 38 L Ed 646 United States Supreme Court United States 25 Feb 1974 WorldLII flag 197
Gordon v Glore Forgan Incorporated 487 F2d 1260 United States Court of Appeals, Fifth Circuit United States 10 Jan 1974 WorldLII flag 8
(1974) 494 f2d 1134 (1974) 494 F2d 1134 United States circa 1974 Westlaw flag 1
Spoon v Walston & Co Inc 478 F2d 246 United States Court of Appeals, Sixth Circuit United States 10 May 1973 WorldLII flag 5
Landry v Hemphill Noyes & Co a Landry 473 F2d 365; 35 ALRFed 367 United States Court of Appeals, First Circuit United States 7 Feb 1973 WorldLII flag 10
Naftalin Co Inc v Merrill Lynch Pierce Fenner & Smith Inc 469 F2d 1166 United States Court of Appeals, Eighth Circuit United States 29 Nov 1972 WorldLII flag 11
Goldman v Bank of Commonwealth 467 F2d 439 United States Court of Appeals, Sixth Circuit United States 22 Sep 1972 WorldLII flag 8
Spoon v Wallston & Co , Inc (EDMich 1972) 345 FSupp 518 United States circa 1972 Westlaw flag 3
Bivens v Six Unknown Named Agents of Federal Bureau of Narcotics 403 US 388; 29 L Ed 2d 619; 91 SCt 1999; 29 L Ed 2; 29 L Ed 619 United States Supreme Court United States 21 Jun 1971 WorldLII flag 2207
Bivens v Six Unknown Named Federal Narcotics Agents (1971) 403 US 383 United States Supreme Court United States circa 1971 Westlaw flag 1
Thompson v United States 400 US 880; 91 SCt 123; 27 L Ed 2d 117 United States Supreme Court United States 26 Oct 1970 WorldLII flag 18
Junger v Hertz Neumark & Warner 426 F2d 805 United States Court of Appeals, Second Circuit United States 4 May 1970 WorldLII flag 8
Mills v Electric Auto-Lite Co 396 US 375; 24 L Ed 2d 593; 90 SCt 616 United States Supreme Court United States 20 Jan 1970 WorldLII flag 377
Pearlstein v Scudder & German 429 F2d 1136 United States Court of Appeals, Second Circuit United States 5 Nov 1969 WorldLII flag 38
Crane v Cedar Rapids & Iowa City R Co 395 US 164; 23 L Ed 2d 176; 89 SCt 1706 United States Supreme Court United States 26 May 1969 WorldLII flag 24
Serzysko v Chase Manhattan Bank 409 F2d 1360 United States Court of Appeals, Second Circuit United States 20 May 1969 WorldLII flag 13
Buttrey v Merrill Lynch, Pierce, Fenner & Smith, Inc 410 F2d 135 United States Court of Appeals, Seventh Circuit United States 17 Apr 1969 WorldLII flag 39
Perma Life Mufflers, Inc v International Parts Corporation 392 US 134; 20 L Ed 2d 982; 88 SCt 1981 United States Supreme Court United States 10 Jun 1968 WorldLII flag 210
Colonial Realty Corporation v Bache & Co 358 F2d 178 United States Court of Appeals, Second Circuit United States 8 Nov 1965 WorldLII flag 48
Calhoon v Harvey 379 US 134; 13 L Ed 2d 190; 85 SCt 292 United States Supreme Court United States 18 Jan 1965 WorldLII flag 138
J I Case Co v Borak 377 US 426; 12 L Ed 2d 423; 84 SCt 1555 United States Supreme Court United States 8 Jun 1964 WorldLII flag 407
Wheeldin v Wheeler 373 US 647; 10 L Ed 2d 605; 83 SCt 1441 United States Supreme Court United States 3 Jun 1963 WorldLII flag 138
Royal Air Properties, Inc v Smith 312 F2d 210 United States Court of Appeals, Ninth Circuit United States 20 Dec 1962 WorldLII flag 48
(1934) 63 Cornell Law Review 206 (1934) 63 Cornell Law Review 206 Cornell Law Review United States circa 1934 HeinOnline / LexisNexis flag 3
Texas & Pacific R Co v Rigsby 241 US 33; 60 L Ed 874; 36 SCt 482 United States Supreme Court United States 17 Apr 1916 WorldLII flag 156
84 SCt 1556; (1560) 12 l Ed 2d 423 84 SCt 1556; (1560) 12 L Ed 2d 423 United States circa 1560 Westlaw flag 2
Birotte v Merrill Lynch, Pierce, Fenner & Smith, Inc 468 FSupp 1172 United States circa 1999 Westlaw flag 2
Panayotopulas v Chemical Bank 464 FSupp 199 United States circa 1999 Westlaw flag 2
Establissement Tomis v Shearson Hayden Stone, Inc 459 FSupp 1355 United States circa 1999 Westlaw flag 6
434 US 890 434 US 890; 54 L Ed 2d 175; 98 SCt 263 United States Supreme Court United States circa 1999 Westlaw flag 24
Drasner v Thomson McKinnon Securities, Inc 433 FSupp 485 United States circa 1999 Westlaw flag 5
McNeal v Paine, Webber, Jackson & Curtis, Inc 429 FSupp 359 United States Westlaw flag 3
Securities Investor Protection Corporation v Barbour 421 US 412; 95 SCt 1733; 44 L Ed 2d 263; (1740) 44 L Ed 263 United States Supreme Court United States Westlaw flag 75
420 US 912 420 US 912; 42 L Ed 2d 843; 95 SCt 835; 42 L Ed 843 United States Supreme Court United States Westlaw flag 17
419 US 1023; 95 SCt 499; 42 l Ed 2d 297 419 US 1023; 95 SCt 499; 42 L Ed 2d 297 United States Supreme Court United States Westlaw flag 48
cert den 417 US 946; 94 SCt 3071; 41 L Ed 2d 666 United States Supreme Court United States Westlaw flag 10
Bates v McCarthy 415 US 960; 94 SCt 1491; 39 NE2d 575 United States Supreme Court United States Westlaw flag 47
414 US 1002; 94 SCt 356; 38 l Ed 2d 237 414 US 1002; 94 SCt 356; 38 L Ed 2d 237 United States Supreme Court United States Westlaw flag 28
Evans v Kerbs & Co 411 FSupp 616 United States Westlaw flag 4
Architectural League of New York v Bartos 404 FSupp 304 United States Westlaw flag 4
Cox v McLaren 401 US 1013; 28 L Ed 2d 550; 91 SCt 1250 United States Supreme Court United States Westlaw flag 37
396 US 904; 90 SCt 218; 24 l Ed 2d 180 396 US 904; 90 SCt 218; 24 L Ed 2d 180 United States Supreme Court United States Westlaw flag 40
Bell v J D Winer & Co , Inc , SDNY 392 FSupp 646 United States Westlaw flag 4
Avery v Merrill Lynch, Pierce, Fenner & Smith 328 FSupp 677 United States Westlaw flag 4
Aubin v H Hentz & Co 303 FSupp 1119 United States Westlaw flag 3
Serzysko v Chase Manhattan Bank 290 FSupp 74 United States Westlaw flag 15
Moscarelli v Stamm 288 FSupp 453 United States Westlaw flag 22
Warshow v H Hentz & Co 199 FSupp 581 United States Westlaw flag 3
Goodbody & Co v Penjaska 153 NW2d 665; 8 Mich App 64 United States flag 2
97 SCt 1302-1303 97 SCt 1302-1303 United States Westlaw flag 1
Comments, Bivens Actions for Equal Protection Violations: Davis v Passman 92 Harvard Law Review 745 Harvard Law Review United States circa 1999 HeinOnline / LexisNexis flag 1
Remar v Clayton Securities Corporation 81 FSupp 1014 United States circa 1999 Westlaw flag 16
Hacker & Rotunda, SEC Registration of Private Investment Partnerships After Abrahamson v Fleschner 78 Columbia Law Review 1471 Columbia Law Review United States HeinOnline / LexisNexis flag 2
"Implying Civil Remedies from Federal Regulatory Statutes" 77 Harvard Law Review 285 Harvard Law Review United States HeinOnline / LexisNexis flag 33
74 Michigan Law Review 308 74 Michigan Law Review 308 Michigan Law Review United States HeinOnline / LexisNexis flag 4
66 Columbia Law Review 1462 66 Columbia Law Review 1462 Columbia Law Review United States HeinOnline / LexisNexis flag 9
"Implied Liabilities Based Upon Stock Exchange Rules," 66 Columbia Law Review 12 Columbia Law Review United States HeinOnline / LexisNexis flag 13
61 Michigan Law Review 940 61 Michigan Law Review 940 Michigan Law Review United States HeinOnline / LexisNexis flag 2
50 Notre Dame Lawyer 136 50 Notre Dame Lawyer 136 Notre Dame Lawyer United States Westlaw flag 1
Note, Implied Private Actions for Federal Margin Requirements: The Cort v Ash Factors 47 Fordham Law Review 242 Fordham Law Review United States HeinOnline / LexisNexis flag 2
43 Fordham Law Review 93 43 Fordham Law Review 93 Fordham Law Review United States HeinOnline / LexisNexis flag 2
Sherman Act (Count VI) and a New Jersey 15 USC 12 United States Code United States LII (Cornell) flag 24
41 University of Missouri at Kansas City Law Review 292

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