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SEC v Aaron   flag  10

605 F2d 612
United States Court of Appeals, Second Circuit
United States
15th October, 1979

Cases Referring to this Case

Case Name Citation(s) Court Jurisdiction Date †  Full Text Citation Index
City of Milwaukee v K Yeutter 877 F2d 540; [1989] AMC 2433; 58 USLW 2008 United States Court of Appeals, Second Circuit United States 14 Jun 1989 WorldLII flag 3
Securities and Exchange Commission v E Aaron 666 F2d 5 United States Court of Appeals, Second Circuit United States 27 Jan 1981 WorldLII flag
SEC v Murphy 626 F2d 633 United States Court of Appeals, Ninth Circuit United States 26 Sep 1980 WorldLII flag 59
Securities and Exchange Commission v Southwest Coal & Energy Co E 624 F2d 1312 United States Court of Appeals, Fifth Circuit United States 28 Aug 1980 WorldLII flag 13
Aaron v SEC 446 US 680; 64 L Ed 2d 611; 100 SCt 1945 United States Supreme Court United States 2 Jun 1980 WorldLII flag 135
Securities and Exchange Commission v Falstaff Brewing Corporation 629 F2d 62; 203 USApp DC 28 United States Court of Appeals, District of Columbia Circuit United States - District of Columbia 29 May 1980 WorldLII flag 7
Securities and Exchange Commission v Caterinicchia 613 F2d 102 United States Court of Appeals, Fifth Circuit United States 7 Mar 1980 WorldLII flag 3
Securities and Exchange Commission v Bonastia 614 F2d 908 United States Court of Appeals, Third Circuit United States 28 Feb 1980 WorldLII flag 11
Commodity Futures Trading Comm'n v Savage 611 F2d 270 United States Court of Appeals, Ninth Circuit United States 23 Jan 1980 WorldLII flag 35
Securities and Exchange Commission v Monarch Fund II B 608 F2d 938 United States Court of Appeals, Second Circuit United States 23 Oct 1979 WorldLII flag 9

Cases and Articles Cited

Case Name Citation(s) Court Jurisdiction Date †  Full Text Citation Index
Edward Mawod Co v Securities and Exchange Commission 591 F2d 588 United States Court of Appeals, Tenth Circuit United States 24 Jan 1979 WorldLII flag 11
Securities and Exchange Commission v American Realty Trust J 586 F2d 1001 United States Court of Appeals, Fourth Circuit United States 17 Nov 1978 WorldLII flag 12
SEC v Blatt 583 F2d 1325 United States Court of Appeals, Fifth Circuit United States 15 Nov 1978 WorldLII flag 37
Securities and Exchange Commission v Savoy Industries Inc S Zimmerman 587 F2d 1149; 190 USApp DC 252 United States Court of Appeals, District of Columbia Circuit United States 28 Jul 1978 WorldLII flag 23
SEC v Coven 581 F2d 1020 United States Court of Appeals, Second Circuit United States 2 Jun 1978 WorldLII flag 19
SEC v Commonwealth Chemical Securities, Inc 574 F2d 90 United States Court of Appeals, Second Circuit United States 3 Mar 1978 WorldLII flag 55
SEC v Bausch & Lomb, Inc 565 F2d 8 United States Court of Appeals, Second Circuit United States 30 Sep 1977 WorldLII flag 34
Sanders v John Nuveen & Co 554 F2d 790 United States Court of Appeals, Seventh Circuit United States 8 Jun 1977 WorldLII flag 47
Arthur Lipper Corporation v SEC 547 F2d 171 United States Court of Appeals, Second Circuit United States 22 Mar 1977 WorldLII flag 25
SEC v Universal Major Industries Corporation 546 F2d 1044 United States Court of Appeals, Second Circuit United States 16 Dec 1976 WorldLII flag 8
SEC v World Radio Mission, Inc 544 F2d 535 United States Court of Appeals, First Circuit United States 4 Nov 1976 WorldLII flag 19
Train v Colorado Public Interest Research Group, Inc 426 US 1; 48 L Ed 2d 434; 96 SCt 1938 United States Supreme Court United States 1 Jun 1976 WorldLII flag 104
Ernst & Ernst v Hochfelder 425 US 185; 44 USLW 4451; 47 L Ed 2d 668; 96 SCt 1375 United States Supreme Court United States 19 May 1976 WorldLII flag 627
SEC v Management Dynamics, Inc 515 F2d 801 United States Court of Appeals, Second Circuit United States 18 Mar 1975 WorldLII flag 56
"Supreme Court 1975 Term, The" 90 Harvard Law Review 56 Harvard Law Review United States circa 1975 HeinOnline / LexisNexis flag 19
Cass v United States 417 US 72; 40 L Ed 2d 668; 94 SCt 2167 United States Supreme Court United States 28 May 1974 WorldLII flag 32
SEC v Spectrum, Ltd 489 F2d 535 United States Court of Appeals, Second Circuit United States 4 Dec 1973 WorldLII flag 20
Lanza v Drexel & Co 479 F2d 1277 United States Court of Appeals, Second Circuit United States 26 Apr 1973 WorldLII flag 70
Milnarik v M-S Commodities, Inc 457 F2d 274 United States Court of Appeals, Seventh Circuit United States 13 Mar 1972 WorldLII flag 30
SEC v Manor Nursing Centers, Inc 458 F2d 1082; 28 ALRFed 781 United States Court of Appeals, Second Circuit United States 21 Jan 1972 WorldLII flag 98
Shemtob v Shearson, Hammill & Co 448 F2d 442 United States Court of Appeals, Second Circuit United States 31 Aug 1971 WorldLII flag 34
SEC v North American Research & Development Corporation 424 F2d 63 United States Court of Appeals, Second Circuit United States 30 Oct 1969 WorldLII flag 24
Gross v Securities and Exchange Commission 418 F2d 103 United States Court of Appeals, Second Circuit United States 18 Sep 1969 WorldLII flag 7
Hanly v SEC 415 F2d 589 United States Court of Appeals, Second Circuit United States 24 Jul 1969 WorldLII flag 31
SEC v Texas Gulf Sulphur Co 401 F2d 833; 2 ALRFed 190 United States Court of Appeals, Second Circuit United States 13 Aug 1968 WorldLII flag 296
Perry v Commerce Loan Co 383 US 392; 15 L Ed 2d 827; 86 SCt 852 United States Supreme Court United States 2 May 1966 WorldLII flag 39
NLRB v Fruit Packers 377 US 58; 12 L Ed 2d 129; 84 SCt 1063 United States Supreme Court United States 20 Apr 1964 WorldLII flag 132
SEC v Culpepper 270 F2d 241 United States Court of Appeals, Second Circuit United States 10 Sep 1959 WorldLII flag 53
Cox v Roth 348 US 207; [1955] AMC 942; 99 L Ed 260; 75 SCt 242 United States Supreme Court United States 10 Jan 1955 WorldLII flag 35
SEC v Ralston Purina Co 346 US 119; 73 SCt 981; 97 L Ed 2d 1494; 97 L Ed 1494 United States Supreme Court United States 8 Jun 1953 WorldLII flag 137
United States v W T Grant Co 345 US 629; 97 L Ed 2d 1303; 97 L Ed 1303; 73 SCt 894 United States Supreme Court United States 25 May 1953 WorldLII flag 593
Colby v Klune 178 F2d 872 United States Court of Appeals, Second Circuit United States 27 Dec 1949 WorldLII flag 36
United States v N E Rosenblum Truck Lines 315 US 50; 86 L Ed 671; 62 SCt 445 United States Supreme Court United States 19 Jan 1942 WorldLII flag 27
Securities and Exchange Act of [1934] Act 15 United Kingdom circa 1934 flag 270
[1934] Act 47 [1934] Act 47 United Kingdom circa 1934 flag 3
[1934] Act 17 [1934] Act 17 United Kingdom circa 1934 flag 11
[1934] Act 1 [1934] Act 1 United Kingdom circa 1934 flag 7
[1933] Act 64 [1933] Act 64 United Kingdom circa 1933 flag 1
[1933] Act 46 [1933] Act 46 United Kingdom circa 1933 flag 3
[1933] Act 65 [1933] Act 65 United Kingdom circa 1933 flag 3
[1933] Act 15 [1933] Act 15 United Kingdom circa 1933 flag 180
[1933] Act 6 [1933] Act 6 United Kingdom circa 1933 flag 3
[1933] Act 5 [1933] Act 5 United Kingdom circa 1933 flag 7
830 Docket 77-6091 830 Docket 77-6091 United States - Pennsylvania circa 1938 flag 1
556 f2d 559 556 F2d 559 United States circa 1938 Westlaw flag 22
SEC v Wills 472 FSupp 1250 United States circa 1938 Westlaw flag 6
Aaron v SEC 444 US 914; 62 L Ed 2d 168; 100 SCt 227 United States Supreme Court United States circa 1938 Westlaw flag 10
441 US 928 441 US 928; 99 SCt 2043; 60 L Ed 2d 403 United States Supreme Court United States circa 1938 Westlaw flag 3
SEC v Southwest Coal & Energy Co 439 FSupp 820 United States circa 1938 Westlaw flag 6
SEC v Cenco, Inc 436 FSupp 193 United States circa 1938 Westlaw flag 5
Leppo v United States 434 US 1009; 54 L Ed 2d 751; 98 SCt 718 United States Supreme Court United States circa 1938 Westlaw flag 57
cert denied 434 US 855; 54 L Ed 2d 126 United States Supreme Court United States circa 1938 Westlaw flag 38
SEC v Geotek 426 FSupp 715 United States circa 1938 Westlaw flag 3
SEC v Bausch & Lomb, Inc 420 FSupp 1226 United States circa 1938 Westlaw flag 8
SEC v Galaxy Foods, Inc 417 FSupp 1225 United States circa 1938 Westlaw flag 3
Lewis v Strachan Shipping Co 409 US 887; 34 L Ed 2d 144; 93 SCt 113 United States Supreme Court United States circa 1938 Westlaw flag 54
Coates v SEC 394 US 967; 394 US 976; 89 SCt 1454; 22 L Ed 2d 756; 22 L Ed 756 United States Supreme Court United States circa 1938 Westlaw flag 231
Milnarik v M-S Commodities, Inc 320 FSupp 1149 United States circa 1938 Westlaw flag 3
Stevens v Abbott, Proctor & Paine 288 FSupp 836 United States circa 1938 Westlaw flag 15
Comment, Scienter and SEC Injunctive Suits 90 Harvard Law Review 1018 Harvard Law Review United States circa 1938 HeinOnline / LexisNexis flag 6
Ernst & Ernst v Hochfelder 77 Columbia Law Review 419 Columbia Law Review United States circa 1938 HeinOnline / LexisNexis flag 4
Note, Scienter's Scope and Application In Light of Hochfelder 52 Notre Dame Lawyer 925 Notre Dame Lawyer United States circa 1938 Westlaw flag 2
51 New York University Law Review 769 51 New York University Law Review 769 New York University Law Review United States circa 1938 HeinOnline / LexisNexis flag 2
32 Business Lawyer 147 32 Business Lawyer 147 Business Lawyer United States circa 1938 HeinOnline flag 6
"Supreme Court Attempts to Define Scienter under Rule 10b-5: Ernst &(and) Ernst v Hochfelder, The" 29 Stanford Law Review 213 Stanford Law Review United States HeinOnline / LexisNexis flag 12
11 Georgia Law Review 879 11 Georgia Law Review 879 Georgia Law Review United States HeinOnline / LexisNexis flag 4
8 Rutgers-Camden Law Journal 325 8 Rutgers-Camden Law Journal 325 Rutgers-Camden Law Journal United States flag 3
5 Hofstra Law Review 831 5 Hofstra Law Review 831 Hofstra Law Review United States HeinOnline / LexisNexis flag 2

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