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Rolf v Blyth, Eastman Dillon & Co   flag  70

570 F2d 38
United States Court of Appeals, Second Circuit
United States
3rd January, 1978

Cases Referring to this Case

Case Name Citation(s) Court Jurisdiction Date †  Full Text Citation Index
Makor Issues Rights Ltd v Tellabs Inc 437 F3d 588 United States Court of Appeals, Seventh Circuit United States 25 Jan 2006 WorldLII flag 4
Ottmann v Hanger Orthopedic Group Incorporated 353 F3d 338 United States Court of Appeals, Fourth Circuit United States 22 Dec 2003 WorldLII flag 7
Nathenson v Zonagen Inc 267 F3d 400; 53 Idaho 54 United States Court of Appeals, Fifth Circuit United States - Idaho 15 Oct 2001 WorldLII flag 67
Behalf of All Others Similarly Situated, Plaintiff, Richard Truncellito and the City of Philadelphia, Appellants, v Scholastic Corporation and Raymond Marchuk, Defendants-Appellees, Richard Robinson, Defendant 252 F3d 63 United States Court of Appeals, Second Circuit United States 1 Jun 2001 WorldLII flag 10
Plaintiff-Appellant, v Henry H Hoyt, JR; Daniel J Black; Paul a Veteri; Carter-Wallace, Inc , Defendants-Appellees, Joseph S Harun, Consolidated-Defendant-Appellee 220 F3d 36 United States Court of Appeals, Second Circuit United States 7 Aug 2000 WorldLII flag 5
Aetna Casualty and Surety Co, n/k/a Travelers Casualty and Surety Co of America, Plaintiff-Appellee/ Cross-Appellant (99-3005), v Leahey Construction Co, Inc , , Defendants, KeyBank National Association (Ohio) and Edward Donnelly, Defendants-Appellants (98-4545)/Cross-Appellees, Mark J Elmore and Mark J Elmore, CPA , Inc , Defendants-Appellees/ Cross-Appellants (99-3006) 219 F3d 519 United States Court of Appeals, Sixth Circuit United States 13 Jul 2000 WorldLII flag 7
Rothman v Gregor 220 F3d 81 United States Court of Appeals, Second Circuit United States 11 Jul 2000 WorldLII flag 21
Novak v Kasaks 216 F3d 300 United States Court of Appeals, Second Circuit United States 21 Jun 2000 WorldLII flag 39
Bryant v Avado Brands, Inc 187 F3d 1271 United States Court of Appeals, Eleventh Circuit United States 3 Sep 1999 WorldLII flag 30
Securities and Exchange Commission v J McNulty G D M Wn M 137 F3d 732 United States Court of Appeals, Second Circuit United States 3 Mar 1998 WorldLII flag 13
Chill v General Elec Co 101 F3d 263; 65 USLW 2416 United States Court of Appeals, Second Circuit United States 27 Nov 1996 WorldLII flag 29
Cavallari v Office of Comptroller of the Currency 57 F3d 137 United States Court of Appeals, Second Circuit United States 11 May 1995 WorldLII flag 3
Central Bank of Denver, NA v First Interstate Bank of Denver, NA 511 US 164; 128 L Ed 2d 119; 114 SCt 1439 United States Supreme Court United States 19 Apr 1994 WorldLII flag 155
Akin v Q-L Investments, Inc 959 F2d 521 United States Court of Appeals, Fifth Circuit United States 15 Apr 1992 WorldLII flag 17
Camp v Dema 948 F2d 455 United States Court of Appeals, Eighth Circuit United States 1 Nov 1991 WorldLII flag 9
Arthur Young & Co v Reves 937 F2d 1310 United States Court of Appeals, Eighth Circuit United States 29 Aug 1991 WorldLII flag 19
Pelletier v Zweifel 921 F2d 1465 United States Court of Appeals, Eleventh Circuit United States 29 Jan 1991 WorldLII flag 73
McAdam v Dean Witter Reynolds, Inc 896 F2d 750 United States Court of Appeals, Third Circuit United States 16 Mar 1990 WorldLII flag 19
Van Dyke v Coburn Enterprises Inc H M M 873 F2d 1094 United States Court of Appeals, Eighth Circuit United States 5 Jun 1989 WorldLII flag 12
Drexel Burnham Lambert Inc v Commodity Futures Trading Commission 850 F2d 742; 271 USApp DC 49; 97 ALRFed 521 United States Court of Appeals, District of Columbia Circuit United States - District of Columbia 24 Jun 1988 WorldLII flag 11
Campbell v Shearson/american Express Inc J [1987] USCA6 1710 United States Court of Appeals, Sixth Circuit United States 9 Sep 1987 WorldLII flag
Gochnauer v Ag Edwards & Sons Inc 810 F2d 1042 United States Court of Appeals, Eleventh Circuit United States 20 Feb 1987 WorldLII flag 7
Pagel Inc v Securities and Exchange Commission 803 F2d 942 United States Court of Appeals, Eighth Circuit United States 22 Oct 1986 WorldLII flag 6
Saxe v Ef Hutton & Co Inc a 789 F2d 105 United States Court of Appeals, Second Circuit United States 23 Apr 1986 WorldLII flag 13
Austin v Bj Loftsgaarden 768 F2d 949 United States Court of Appeals, Eighth Circuit United States 16 Jul 1985 WorldLII flag 4
Woods v Barnett Bank of Fort Lauderdale 765 F2d 1004 United States Court of Appeals, Eleventh Circuit United States 15 Jul 1985 WorldLII flag 27
Foster v Jesup and Lamont Securities Co Inc J Foster 759 F2d 838 United States Court of Appeals, Eleventh Circuit United States 6 May 1985 WorldLII flag 4
Bloor v Carro, Spanbock, Londin, Rodman & Fass 754 F2d 57 United States Court of Appeals, Second Circuit United States 21 Jan 1985 WorldLII flag 28
Hatrock v Edward D Jones & Co 750 F2d 767 United States Court of Appeals, Ninth Circuit United States 28 Dec 1984 WorldLII flag 24
McGinn v Merrill Lynch Pierce Fenner & Smith Inc S 736 F2d 1254 United States Court of Appeals, Eighth Circuit United States 22 Jun 1984 WorldLII flag 4
Wechsler v Steinberg 733 F2d 1054 United States Court of Appeals, Second Circuit United States 7 May 1984 WorldLII flag 12
Carrott v Shearson Hayden Stone Inc B 724 F2d 821 United States Court of Appeals, Ninth Circuit United States 24 Jan 1984 WorldLII flag
Armstrong v McAlpin 699 F2d 79 United States Court of Appeals, Second Circuit United States 24 Jan 1983 WorldLII flag 33
Decker v Massey-Ferguson, Ltd 681 F2d 111 United States Court of Appeals, Second Circuit United States 3 Jun 1982 WorldLII flag 41
Myron v Chicoine 678 F2d 727 United States Court of Appeals, Seventh Circuit United States 20 May 1982 WorldLII flag 15
Dirks v Securities and Exchange Commission 681 F2d 824; 220 USApp DC 309 United States Court of Appeals, District of Columbia Circuit United States - District of Columbia 18 May 1982 WorldLII flag 12
Hackbart v Holmes 675 F2d 1114 United States Court of Appeals, Tenth Circuit United States 19 Apr 1982 WorldLII flag 20
First Commodity Corporation of Boston v Commodity Futures Trading Commission 676 F2d 1 United States Court of Appeals, First Circuit United States 25 Mar 1982 WorldLII flag 7
Sirota v Solitron Devices, Inc 673 F2d 566 United States Court of Appeals, Second Circuit United States 19 Feb 1982 WorldLII flag 25
Stokes v Lokken 644 F2d 779 United States Court of Appeals, Eighth Circuit United States 7 Jul 1981 WorldLII flag 24
State Teachers Retirement Board v Fluor Corporation 654 F2d 843 United States Court of Appeals, Second Circuit United States 22 Jun 1981 WorldLII flag 15
Doe v New York City Department of Social Services 649 F2d 134 United States Court of Appeals, Second Circuit United States 13 May 1981 WorldLII flag 52
Broad v Rockwell Int'l Corporation 642 F2d 929 United States Court of Appeals, Fifth Circuit United States 17 Apr 1981 WorldLII flag 61
GA Thompson & Co v Partridge 636 F2d 945 United States Court of Appeals, Fifth Circuit United States 9 Feb 1981 WorldLII flag 38
Securities and Exchange Commission v E Aaron 666 F2d 5 United States Court of Appeals, Second Circuit United States 27 Jan 1981 WorldLII flag
Dwoskin v Rollins, Inc 634 F2d 285 United States Court of Appeals, Fifth Circuit United States 16 Jan 1981 WorldLII flag 10
Elkind v Liggett & Myers, Inc 635 F2d 156 United States Court of Appeals, Second Circuit United States 4 Dec 1980 WorldLII flag 33
Rolf v Blyth Eastman Dillon & Co Inc 637 F2d 77 United States Court of Appeals, Second Circuit United States 1 Dec 1980 WorldLII flag 13
Covington Industries Inc v Resintex a G 629 F2d 730 United States Court of Appeals, Second Circuit United States 23 Jun 1980 WorldLII flag 7
Oleck v H Fischer D W 623 F2d 791 United States Court of Appeals, Second Circuit United States 4 Jun 1980 WorldLII flag 2
Securities and Exchange Commission v Falstaff Brewing Corporation 629 F2d 62; 203 USApp DC 28 United States Court of Appeals, District of Columbia Circuit United States - District of Columbia 29 May 1980 WorldLII flag 7
Mihara v Dean Witter & Co 619 F2d 814 United States Court of Appeals, Ninth Circuit United States 23 May 1980 WorldLII flag 18
Wertheim Co v Codding Embryological Sciences Inc K H 620 F2d 764 United States Court of Appeals, Tenth Circuit United States 30 Apr 1980 WorldLII flag 3
Marbury Management, Inc v Kohn 629 F2d 705 United States Court of Appeals, Second Circuit United States 21 Apr 1980 WorldLII flag 38
Broad v Rockwell International Corporation 614 F2d 418 United States Court of Appeals, Fifth Circuit United States 24 Mar 1980 WorldLII flag 10
IIT v Cornfeld 619 F2d 909 United States Court of Appeals, Second Circuit United States 17 Mar 1980 WorldLII flag 46
Greenapple v Detroit Edison Co 618 F2d 198 United States Court of Appeals, Second Circuit United States 17 Mar 1980 WorldLII flag 10
Spectrum Financial Companies v Marconsult Inc L Barbieri E 608 F2d 377 United States Court of Appeals, Ninth Circuit United States 3 Jan 1980 WorldLII flag 8
Edwards & Hanly v Wells Fargo Securities Clearance Corporation 602 F2d 478 United States Court of Appeals, Second Circuit United States 27 Jun 1979 WorldLII flag 19
McLean v Alexander 599 F2d 1190; 49 ALRFed 373 United States Court of Appeals, Third Circuit United States 18 May 1979 WorldLII flag 19
Mansbach v Prescott, Ball & Turben 598 F2d 1017 United States Court of Appeals, Sixth Circuit United States 7 May 1979 WorldLII flag 75
Fryling v Merrill Lynch Pierce Fenner & Smith Inc 593 F2d 736 United States Court of Appeals, Sixth Circuit United States 27 Feb 1979 WorldLII flag 5
Edward Mawod Co v Securities and Exchange Commission 591 F2d 588 United States Court of Appeals, Tenth Circuit United States 24 Jan 1979 WorldLII flag 11
United States v Chiarella 588 F2d 1358 United States Court of Appeals, Second Circuit United States 29 Nov 1978 WorldLII flag 21
Index Fund Inc v Insurance Co of North America 580 F2d 1158 United States Court of Appeals, Second Circuit United States 14 Sep 1978 WorldLII flag 10
Clark v John Lamula Investors, Inc 583 F2d 594 United States Court of Appeals, Second Circuit United States 24 Aug 1978 WorldLII flag 9
United States v Consolidated Edison Co of New York Inc 580 F2d 1122; 4 Fed REvid Serv 316 United States Court of Appeals, Second Circuit United States 26 Jun 1978 WorldLII flag 4
SEC v Coven 581 F2d 1020 United States Court of Appeals, Second Circuit United States 2 Jun 1978 WorldLII flag 19
Berdahl v Securities and Exchange Commission 572 F2d 643 United States Court of Appeals, Eighth Circuit United States 22 Mar 1978 WorldLII flag 7
SEC v Commonwealth Chemical Securities, Inc 574 F2d 90 United States Court of Appeals, Second Circuit United States 3 Mar 1978 WorldLII flag 55

Legislation Cited

Legislation Name Provision
Constitution

Cases and Articles Cited

Case Name Citation(s) Court Jurisdiction Date †  Full Text Citation Index
Newburger, Loeb & Co v Gross 563 F2d 1057 United States Court of Appeals, Second Circuit United States 24 Aug 1977 WorldLII flag 21
Van Alen v Dominick & Dominick, Inc 560 F2d 547 United States Court of Appeals, Second Circuit United States 15 Aug 1977 WorldLII flag 9
United States Steel and Carnegie Pension Fund Inc v Orenstein S I 557 F2d 343 United States Court of Appeals, Second Circuit United States 16 Jun 1977 WorldLII flag 1
Sanders v John Nuveen & Co 554 F2d 790 United States Court of Appeals, Seventh Circuit United States 8 Jun 1977 WorldLII flag 47
Mills v Electric Auto-Lite Co 552 F2d 1239 United States Court of Appeals, Seventh Circuit United States 3 Jun 1977 WorldLII flag 10
Sundstrand Corporation v Sun Chemical Corporation 553 F2d 1033 United States Court of Appeals, Seventh Circuit United States 18 Apr 1977 WorldLII flag 85
Hirsch v Pont 553 F2d 750 United States Court of Appeals, Second Circuit United States 7 Apr 1977 WorldLII flag 20
Holdsworth v Strong 545 F2d 687 United States Court of Appeals, Tenth Circuit United States 19 Nov 1976 WorldLII flag 20
Holloway v Howerdd 536 F2d 690 United States Court of Appeals, Sixth Circuit United States 26 Jul 1976 WorldLII flag 13
Herzfeld v Laventhol, Krekstein, Horwath & Horwath 540 F2d 27 United States Court of Appeals, Second Circuit United States 15 Jul 1976 WorldLII flag 18
Bailey v Meister Brau, Inc 535 F2d 982 United States Court of Appeals, Seventh Circuit United States 21 Jun 1976 WorldLII flag 25
Ernst & Ernst v Hochfelder 425 US 185; 44 USLW 4451; 47 L Ed 2d 668; 96 SCt 1375 United States Supreme Court United States 19 May 1976 WorldLII flag 627
SEC v Geon Industries, Inc 531 F2d 39 United States Court of Appeals, Second Circuit United States 9 Feb 1976 WorldLII flag 27
Woodward v Metro Bank of Dallas 522 F2d 84 United States Court of Appeals, Fifth Circuit United States 3 Nov 1975 WorldLII flag 52
Zweig v Hearst Corporation 521 F2d 1129; 32 ALRFed 703 United States Court of Appeals, Ninth Circuit United States 21 Jul 1975 WorldLII flag 32
Van Gemert v Boeing Co 520 F2d 1373 United States Court of Appeals, Second Circuit United States 14 Jul 1975 WorldLII flag 20
Cort v Ash 422 US 66; 45 L Ed 2d 26; 95 SCt 2080 United States Supreme Court United States 17 Jun 1975 WorldLII flag 659
SEC v Management Dynamics, Inc 515 F2d 801 United States Court of Appeals, Second Circuit United States 18 Mar 1975 WorldLII flag 56
Hochfelder v Ernst & Ernst S Martin 503 F2d 1100 United States Court of Appeals, Seventh Circuit United States 22 Nov 1974 WorldLII flag 11
Kerbs v Fall River Industries, Inc 502 F2d 731 United States Court of Appeals, Tenth Circuit United States 3 Oct 1974 WorldLII flag 29
SEC v Coffey 493 F2d 1304 United States Court of Appeals, Sixth Circuit United States 28 Mar 1974 WorldLII flag 45
Fey v Walston & Co 493 F2d 1036 United States Court of Appeals, Seventh Circuit United States 14 Mar 1974 WorldLII flag 43
Landy v Fdic 486 F2d 139 United States Court of Appeals, Third Circuit United States 30 Jul 1973 WorldLII flag 68
Gerstle v Gamble-Skogmo, Inc 478 F2d 1281; 24 ALRFed 202 United States Court of Appeals, Second Circuit United States 9 May 1973 WorldLII flag 58
Lanza v Drexel & Co 479 F2d 1277 United States Court of Appeals, Second Circuit United States 26 Apr 1973 WorldLII flag 70
Shemtob v Shearson, Hammill & Co 448 F2d 442 United States Court of Appeals, Second Circuit United States 31 Aug 1971 WorldLII flag 34
Chasins v Smith, Barney & Co 438 F2d 1167 United States Court of Appeals, Second Circuit United States 2 Mar 1971 WorldLII flag 37
Wessel v Buhler 437 F2d 279 United States Court of Appeals, Ninth Circuit United States 22 Jan 1971 WorldLII flag 28
Armstrong Jones Co v Securities and Exchange Commission 421 F2d 359 United States Court of Appeals, Sixth Circuit United States 23 Jan 1970 WorldLII flag 10
Brennan v Midwestern United Life Insurance Co 417 F2d 147 United States Court of Appeals, Seventh Circuit United States 5 Nov 1969 WorldLII flag 27
Johns Hopkins University v Hutton 422 F2d 1124 United States Court of Appeals, Fourth Circuit United States 5 Nov 1969 WorldLII flag 51
Norte & Co v Huffines 416 F2d 1189 United States Court of Appeals, Second Circuit United States 14 Oct 1969 WorldLII flag 19
Hanly v SEC 415 F2d 589 United States Court of Appeals, Second Circuit United States 24 Jul 1969 WorldLII flag 31
Zenith Radio Corporation v Hazeltine Research, Inc 395 US 100; 89 SCt 1562; 161 USPQ 577; 23 L Ed 2d 153 United States Supreme Court United States 19 May 1969 WorldLII flag 549
Buttrey v Merrill Lynch, Pierce, Fenner & Smith, Inc 410 F2d 135 United States Court of Appeals, Seventh Circuit United States 17 Apr 1969 WorldLII flag 39
SEC v Texas Gulf Sulphur Co 401 F2d 833; 2 ALRFed 190 United States Court of Appeals, Second Circuit United States 13 Aug 1968 WorldLII flag 296
Kamen & Co v Paul H Aschkar & Co 382 F2d 689 United States Court of Appeals, Ninth Circuit United States 7 Jul 1967 WorldLII flag 22
Colonial Realty Corporation v Bache & Co 358 F2d 178 United States Court of Appeals, Second Circuit United States 8 Nov 1965 WorldLII flag 48
Blau v Lehman 368 US 403; 7 L Ed 2d 403; 82 SCt 451 United States Supreme Court United States 22 Jan 1962 WorldLII flag 89
United States v United States Gypsum Co 333 US 364; 76 USPQ 430; 92 L Ed 2d 746; 92 L Ed 746; 68 SCt 525 United States Supreme Court United States 5 Apr 1948 WorldLII flag 2968
Securities and Exchange Act of [1934] Act 15 United Kingdom circa 1934 flag 270
[1933] Act 15 [1933] Act 15 United Kingdom circa 1933 flag 180
Dann v Noll 434 US 875; 54 L Ed 2d 155; 98 SCt 225 United States Supreme Court United States circa 1934 Westlaw flag 87
430 US 955 430 US 955; 51 L Ed 2d 805; 97 SCt 1600 United States Supreme Court United States circa 1934 Westlaw flag 18
SEC v American Realty Trust 429 FSupp 1148 United States Westlaw flag 7
Stern v American Bankshares Corporation 429 FSupp 818 United States Westlaw flag 8
Nelson v Hench 428 FSupp 411 United States Westlaw flag 2
Rolf v Blyth, Eastman Dillon & Co 424 FSupp 1021 United States Westlaw flag 9
423 US 1025 423 US 1025; 96 SCt 469; 46 L Ed 2d 399; 46 L Ed 399 United States Supreme Court United States Westlaw flag 33
Ritter v Kleppe 423 US 947; 46 L Ed 2d 282; 96 SCt 362 United States Supreme Court United States Westlaw flag 49
420 US 908 420 US 908; 42 L Ed 2d 837; 95 SCt 826 United States Supreme Court United States Westlaw flag 47
McLean v Alexander 420 FSupp 1057 United States Westlaw flag 8
cert denied 416 US 960; 94 SCt 1979; 40 L Ed 2d 312 United States Supreme Court United States Westlaw flag 67
416 US 916 416 US 916; 40 L Ed 2d 118; 94 SCt 1622 United States Supreme Court United States Westlaw flag 36
Bonime v Doyle 416 FSupp 1372 United States Westlaw flag 6
Plunkett v Dominick & Dominick, Inc 414 FSupp 885 United States Westlaw flag 3
cert denied 398 US 958; 26 L Ed 2d 542; 90 SCt 2170 United States Supreme Court United States Westlaw flag 53
Muscat v Norte & Co 397 US 989; 25 L Ed 2d 396; 90 SCt 1122 United States Supreme Court United States Westlaw flag 59
396 US 838; 90 SCt 98; 24 l Ed 2d 88 396 US 838; 90 SCt 98; 24 L Ed 2d 88 United States Supreme Court United States Westlaw flag 27
Coates v SEC 394 US 967; 394 US 976; 89 SCt 1454; 22 L Ed 2d 756; 22 L Ed 756 United States Supreme Court United States Westlaw flag 231
393 US 801 393 US 801; 89 SCt 40; 21 L Ed 2d 85 United States Supreme Court United States Westlaw flag 21
Perez v California 390 US 942; 19 L Ed 2d 1129; 88 SCt 1021 United States Supreme Court United States Westlaw flag 16
Thompson v Minnesota 385 US 817; 17 L Ed 2d 56; 87 SCt 40 United States Supreme Court United States Westlaw flag 50
Starkman v Seroussi 377 FSupp 518 United States Westlaw flag 9
Feit v Leasco Data Processing Equipment Corporation 332 FSupp 544 United States Westlaw flag 23
State Street Trust Co v Ernst 278 NY 104; 15 NE2d 416 United States - New York flag 6
Ultramares Corporation v Touche 174 NE 441; 255 NY 170 United States - New York flag 241
"Multiple Defendants in Securities Law Fraud Cases: Aiding and Abetting Conspiracy in Pari Delicto Indemnification and Contribution" 120 University of Pennsylvania Law Review 597 University of Pennsylvania Law Review United States HeinOnline / LexisNexis flag 40
98 SCt 398; 54 l Ed 2d 279 98 SCt 398; 54 L Ed 2d 279 United States Westlaw flag 2
90 SCt 1121; 25 l Ed 2d 396 90 SCt 1121; 25 L Ed 2d 396 United States Westlaw flag 4
"Churning by Securities Dealers" 80 Harvard Law Review 869 Harvard Law Review United States HeinOnline / LexisNexis flag 15
"Accountants' Liability for False and Misleading State ­ ments" 67 Columbia Law Review 1437 Columbia Law Review United States HeinOnline / LexisNexis flag 11
Lanza v Drexel 49 New York University Law Review 270 New York University Law Review United States HeinOnline / LexisNexis flag 1
"Theories of Measuring Damages in Security Cases and The Effects of Damages on Liability," 46 Fordham Law Review 277 Fordham Law Review United States HeinOnline / LexisNexis flag 3
32 Business Lawyer 147 32 Business Lawyer 147 Business Lawyer United States HeinOnline flag 6
31 Business Lawyer 1839 31 Business Lawyer 1839 Business Lawyer United States HeinOnline flag 1
"Supreme Court Attempts to Define Scienter under Rule 10b-5: Ernst &(and) Ernst v Hochfelder, The" 29 Stanford Law Review 213 Stanford Law Review United States HeinOnline / LexisNexis flag 12
8 Rutgers Camden Law Journal 325 8 Rutgers Camden Law Journal 325 Rutgers Camden Law Journal United States flag 1

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